Job Details
Job Purpose:
Conduct Operational Risk Management activities over Corporate Credit Lifecycle, Operations, Branch functions and support functions; Strengthen the overall controls framework; Review & Compliance with Policies / Procedures.
Core Responsibilities:
Credit Operational Risk:
- Review credit facilities through the credit cycle within established timelines and methodology
- Prepare review reports; Process gap reports; account specific concerns
Operational Risk
- Review incidents
- Conduct process gap analysis
- Prepare and Update RCSA & KRI, Action Plans & Updates
- Update Operational Risk Report with incidents / reports / updates / losses along with details including root cause, SOP deviation, resolution, responsible department and other requirements of the report; Reconcile Ops loss numbers with FCD
- Updates to RCSA based on Incident’s report / losses; Completion of Year End RCSA activity – RSCA & action plan updates
- Update Ops Var report with Op’s risk report and Audit reports.
- Prepare packs for committees as per cut-off dates.
- Preparation of committee reports and packs – as per cut-off dates for each
- Review of Outsourced Contracts in line with CB UAE regulations
Market Conduct / CPF
- Review and Update Policies and Procedures
- Update the Risk appetite statement along with variance analysis and other relevant updates
- Prepare reports for submission to the Board
- Ongoing monitoring of outsourced service providers Monitor complaints data along with turn- around time and quality of resolution; Further, review complaints for any operation risk gaps and related resolution / policy / procedure update
- Review KRIs & Update the RCSA
- Conduct On-going monitoring including co-ordination with respective functions
Policies and Procedures: Draft, update, review, policies and procedures of the unit; Review SOPs across all Functions
Carry out duties of Secretary to Management Risk Committee, Provision Committee
Education
- Bachelors in Commerce, Finance, Banking, Risk Management, Internal Audit
- Trainings in Operational Risk Management
Experience & Skills
- A minimum of 5- 7 years of experience in operational risk management / Internal audit role
- Experience in Operational Risk including credit operational risk, risk assessments, RCSA methodologies and implementation, CPF / Market conduct
Apply
To apply for this job email your details to prerna@searchpoint.ae